Do not confuse the denominator:EEE is the obligation object; the limit is judged in homogeneous material
Article 4(1) concerns EEE placed on the market, while Article 4(2) judges Annex II concentration by weight in homogeneous materials. Homogeneous material is uniform material or a combination that cannot be separated by actions such as unscrewing, cutting, crushing, grinding or abrasion.
Finished-product testing can screen, but a mixed average may not prove every homogeneous material complies. A small high-concentration coating, plastic, ink, solder or cable may be diluted by product mass; use material maps and traceable evidence.
Bottom line first
- Limits are by homogeneous-material weight.
- Whole-product average cannot replace material determination.
- Set boundaries using mechanical separability.
- Consider coatings, plastics, solder and cables separately.
- Use BOM, material data and traceable sampling together.
Information needed before deciding
- Article 3(20) defines homogeneous material.
- Examples include unscrewing, cutting, crushing, grinding and abrasion.
- Article 4(2) uses homogeneous-material weight.
- Most general limits are 0.1%.
- Cadmium is generally 0.01%.
- Article 4(1) concerns EEE.
- Annexes III and IV are application exemptions.
- Article 4(2) mentions surface coatings.
- CE does not change the material principle.
- Technical documentation demonstrates Article 4 conformity.
Practical decision flow
Decompose structure
Identify plastics, metals, coatings, solder, cables and inks.
Set boundaries
Record boundaries using mechanical separability.
Allocate evidence
Link material to declaration, composition data and tests.
Confirm risk
Strengthen material evidence for signals or uncertainty.
Keep records
Retain segmentation, samples, conclusions and changes.
What different evidence can support
| Evidence | What it can support | Important limitation |
|---|---|---|
| Product material map | Material boundaries for plastics, metals, coatings, solder and cables. | It needs continuing verification against BOM and product. |
| BOM and part specification | Where a material and part number sit in the product. | It does not guarantee homogeneous-material composition. |
| Material-level test report | Analytical results for identified homogeneous material. | It supports only the expressly tested material and revision. |
| Supplier material declaration | Material composition and compliance claim. | Version and change risk still require control. |
| Sampling and disassembly record | How the sample was selected using mechanical separability. | Engineering judgment still needs explanation. |
| Risk-based test plan | Why high-risk PVC, coatings, solder and cables are covered. | It does not replace results or supply-chain evidence. |
Common mistakes
Mistake:Decide from a whole-product average.
**Risk:**Small high-concentration material is diluted.
**Better approach:**Determine at homogeneous-material level.
Mistake:Mix coating and substrate.
**Risk:**The legal denominator is lost.
**Better approach:**Record material boundaries first.
Mistake:Treat a component as one material.
**Risk:**Separable materials are missed.
**Better approach:**Disassemble using mechanical separability.
Mistake:Rely only on XRF screening.
**Risk:**Substance or material scope may be incomplete.
**Better approach:**Combine material data with confirmation evidence.
Mistake:Do not retain disassembly rationale.
**Risk:**The determination cannot be reproduced.
**Better approach:**Keep the material map and sampling record.
Company action checklist
- Create a material map.
- Mark homogeneous-material boundaries.
- Prioritise PVC, coatings, solder and cables.
- Map samples to part number and supplier.
- Strengthen evidence for unknown material.
- Update map and technical file after change.
Manager summary
RoHS cannot be inferred from a whole-product average instead of a homogeneous-material determination. A material map linking BOM data, supplier information and appropriate tests to high-risk materials reveals mass-diluted risk while avoiding blanket testing.
Frequently asked questions
Is finished-product testing useless?
It can screen, but cannot replace material-level determination.
Is homogeneous material the same as a component?
Not always; a component can contain several separable materials.
Should coatings be considered separately?
They should normally be considered in the material-boundary assessment.
When is additional testing needed?
When material is unknown, screening signals, or formulation changes.
Does an exemption change the definition?
No; check the specific application and date.
Official legislation and reference material
Directive 2011/65/EU (consolidated): Articles 3, 4, 7, 13, 16 and Annex II
European Union
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Legal status: Consolidated EU legislative text; consult the Official Journal for authentic acts.
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Last checked: 2026-08-08
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Publication / update date: 2026-07-01 (current consolidation)
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Used for: problem, decisionData, workflow, evidence, faqs
Commission Delegated Directive (EU) 2015/863
European Commission
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Legal status: EU delegated directive amending RoHS Annex II.
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Last checked: 2026-08-08
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Publication / update date: 2015-06-04 (Official Journal publication)
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Used for: decisionData, quickConclusion
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